Home

SIMPLEX ADVISORS is a network of consulting and banking professionals with a strong focus on payments, compliance management, and regulatory change in the financial industry. With many years of experience in capital markets and operations, and with a profound knowledge of the front-to-back processes of the financial services industry, we serve our clients with outstanding regulatory advice, process and operational design solutions, as well as with mastering strategic challenges. Thereby we commit ourselves to our own approach in making complex things simple:

straightforward consulting.

Services

Our services focus on three key areas: Capital Markets Regulation, Payments and Cards, and Compliance Management in the financial industry. Due to the dynamics of regulatory requirements and with the proceeding digitalization of the financial industry, those issues are exposed to huge challenges as they are subject to continuous change. As we truly understand payments, the front-to-back processes of financial services firms, as well as the relevant regulatory provisions, and how they should be applied, we are well-prepared to assist you in meeting your goals and obligations.

Blog

Welcome to our blog: The Regulatory Monitor

Due to the dynamics of regulatory requirements challenging the financial industry, the reduction of complexity becomes an imperative. The Simplex Advisors Regulatory Monitor shows you some paths through the regulatory jungle. Thereby we commit ourselves to our own approach: Making complex things simple.

Blockchain in clearing and reporting – does DLT map to the existing European regulatory framework?

by Marco Iezzi and Stefan Heine.  As discussed in our Article “The great known unknown – Report on Distributed Ledger Technology (DLT) sets out ESMA’s view on Blockchain”, dated April 25, 2017, ESMA issued their February 7, 2017 report “The Distributed Ledger Technology (DLT) Applied to Securities Markets” that addresses the key benefits and risks …

Great known unknown – ESMA report on Distributed Ledger Technology sets out view on Blockchain

by Marco Iezzi and Stefan Heine.  Since as early as on February 7, 2017 ESMA issued its report “The Distributed Ledger Technology (DLT) Applied to Securities Markets”. The report sets out ESMA’s view on DLT, its possible applications, benefits, risks and how it maps to existing EU regulations. The report reflects the feedback from the …

Team

Our team consists of banking and consulting professionals with many years of leadership experience in the financial services industry, as well as senior management consultants covering regulatory and large-scale business transformation programs. We feel confident that valuable and sustainable consulting does not have to be complex, but rather should be straightforward. That is why we have joined forces and founded SIMPLEX ADVISORS. Along with our network of of highly qualified experts and partners in Germany, Hungary, Romania, Moldova, and the UK we look forward to assist you in meeting your goals and obligations.